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HUANG Ye

黃燁
CE AXW924Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUANG Ye (CE number AXW924) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司

Licence Record (4)

2024-04-23 – present Current
China Securities (International) Corporate Finance Company Limited RO
RA 1 RA 6
2017-08-11 – 2024-04-23
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2013-03-28 – 2015-07-15
BNP Paribas Securities (Asia) Limited Rep
RA 6
2011-08-22 – 2015-07-15
BNP Paribas Capital (Asia Pacific) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXW924