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WONG Yan Shun

王恩信
CE AXV863Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Yan Shun (CE number AXV863) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAsian Capital Limited
卓亞融資有限公司
RepresentativeACAMHK Limited

Licence Record (4)

2023-09-06 – present Current
ACAMHK Limited Rep
RA 9
2017-11-02 – present Current
Asian Capital Limited RO
RA 1 RA 4 RA 6
2017-01-24 – 2017-03-31
Neutral Financial Holding Company Limited RO
RA 1 RA 6
2011-10-21 – 2017-01-24
Neutral Financial Holding Company Limited Rep
RA 1 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXV863