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MALONE Timothy Joseph

CE AXV753Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MALONE Timothy Joseph (CE number AXV753) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerC.M. Capital Advisors (HK) Limited

Licence Record (3)

2024-04-23 – present Current
C.M. Capital Advisors (HK) Limited RO
RA 4 RA 9
2022-05-20 – 2024-04-23
C.M. Capital Advisors (HK) Limited Rep
RA 4
2011-08-15 – 2014-09-02
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXV753