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LEUNG Michelle Yan

梁欣
CE AXV599Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Michelle Yan (CE number AXV599) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAllianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司
RepresentativeAllianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司

Licence Record (4)

2021-12-17 – present Current
Allianz Global Investors Asia Pacific Limited RO
RA 1 RA 4 RA 5
2017-06-09 – present Current
Allianz Global Investors Asia Pacific Limited Rep
RA 1 RA 4 RA 5 RA 9
2015-12-03 – 2017-05-31
Manulife Investment Management (Hong Kong) Limited Rep
RA 1 RA 4
2012-11-20 – 2014-04-13
VERACITY INVESTMENT CO., LIMITED RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXV599