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LO Kin On, William

羅健安
CE AXV216Licensed IndividualSFO licence active
Official SFC record

LO Kin On, William (CE number AXV216) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHamilton Lane (Hong Kong) Limited
RepresentativeHamilton Lane Asset Management (HK) Limited

Licence Record (4)

2024-12-30 – present Current
Hamilton Lane Asset Management (HK) Limited Rep
RA 9
2019-10-29 – present Current
Hamilton Lane (Hong Kong) Limited Rep
RA 1 RA 4
2016-05-12 – 2019-07-29
ROC Partners (HK) Limited Rep
RA 1 RA 4 RA 9
2011-08-22 – 2016-04-30
TR Advisors Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXV216