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WONG Yiu Chung, Andy

黃耀宗
CE AXV027Licensed IndividualSFO licence active
Official SFC record

WONG Yiu Chung, Andy (CE number AXV027) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLindale Capital Limited

Licence Record (6)

2024-07-11 – present Current
Lindale Capital Limited Rep
RA 1 RA 4 RA 9
2019-06-04 – 2024-03-11
LW Asset Management Advisors Limited RO
RA 9
2019-04-18 – 2024-06-13
LW Asset Management Advisors Limited Rep
RA 9
2014-06-23 – 2019-03-22
Harris Fraser (International) Limited Rep
RA 1 RA 4 RA 9
2011-08-11 – 2014-04-01
Celestial Securities Limited Rep
RA 1
2011-08-11 – 2014-04-01
Celestial Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXV027