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CHAN Stephen

陳復晞
CE AXU873Licensed IndividualSFO licence active
Official SFC record

CHAN Stephen (CE number AXU873) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeCES Commodities (HK) Limited
光證期貨（香港）有限公司
RepresentativeCES Forex (HK) Limited
光證外匯（香港）有限公司
RepresentativeEverbright Securities Investment Services (HK) Limited
光大證券投資服務（香港）有限公司

Licence Record (3)

2011-08-09 – present Current
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2011-08-09 – present Current
CES Commodities (HK) Limited Rep
RA 2
2011-08-09 – present Current
CES Forex (HK) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXU873