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WU Yu

武煜
CE AXT645Licensed IndividualSFO licence active
Official SFC record

WU Yu (CE number AXT645) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-08. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCMB International Global Markets Limited
招銀國際環球市場有限公司

Licence Record (6)

2022-01-24 – present Current
CMB International Global Markets Limited Rep
RA 4
2019-06-25 – 2022-05-05
CMB International Securities Limited Rep
RA 4
2018-11-20 – 2019-05-17
GF Securities (Hong Kong) Brokerage Limited Rep
RA 4
2014-03-27 – 2018-07-11
Shenwan Hongyuan Research (H.K.) Limited Rep
RA 4
2011-08-08 – 2013-12-31
FIL Investment Advisors Rep
RA 4 RA 9
2011-08-08 – 2013-12-31
FIL Investment Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXT645