Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

XU Haitao

許海韜
CE AXS426Licensed IndividualSFO licence active

XU Haitao (CE number AXS426) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeSDIC Securities (Hong Kong) Limited
國投證券(香港)有限公司
RepresentativeSDIC Securities Corporate Finance (Hong Kong) Limited
國投證券融資(香港)有限公司

Licence Record (2)

2011-08-08 – present Current