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CHAU Yu Ting

周于婷
CE AXS321Licensed IndividualSFO licence active
Official SFC record

CHAU Yu Ting (CE number AXS321) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAlly Bridge Group (HK) Limited
滙橋資本集團(香港)有限公司

Licence Record (3)

2016-01-29 – present Current
Ally Bridge Group (HK) Limited Rep
RA 1 RA 4 RA 9
2012-06-29 – 2013-05-21
Shang International Finance Limited Rep
RA 6
2011-08-02 – 2015-12-03
PricewaterhouseCoopers Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXS321