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CHAN Shiu Chung

陳兆聰
CE AXR111Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Shiu Chung (CE number AXR111) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEmperio Securities and Assets Management Limited
帝鋒證券及資產管理有限公司

Licence Record (4)

2025-06-25 – present Current
Emperio Securities and Assets Management Limited RO
RA 1 RA 4 RA 9
2019-09-05 – 2025-06-25
Emperio Securities and Assets Management Limited Rep
RA 1 RA 4 RA 9
2018-10-02 – 2019-08-26
Redford Asset Management Limited Rep
RA 4 RA 9
2011-07-25 – 2012-04-14
Okasan International (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXR111