Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YANG Lijun

楊麗君
CE AXP591Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Lijun (CE number AXP591) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerShanxi Securities International Capital Limited
山證國際融資有限公司
Responsible OfficerShanxi Securities International Limited
山證國際證券有限公司

Licence Record (4)

2020-05-13 – present Current
Shanxi Securities International Limited RO
RA 1
2018-08-22 – present Current
Shanxi Securities International Capital Limited RO
RA 6
2019-06-03 – 2020-05-13
Shanxi Securities International Limited Rep
RA 1
2011-07-08 – 2013-09-20
China International Capital Corporation Hong Kong Securities Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXP591