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KWONG Kei Man

鄺紀民
CE AXO770Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWONG Kei Man (CE number AXO770) is an individual licensed by the Hong Kong SFC. First licensed on 2012-02-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChiyu Asset Management Limited
集友資產管理有限公司

Licence Record (5)

2018-05-30 – present Current
Chiyu Asset Management Limited RO
RA 9
2016-04-11 – 2017-05-15
Azure Lion International Asset Management Company Limited RO
RA 9
2015-09-09 – 2015-12-09
Polymathy Capital Limited RO
RA 9
2014-02-07 – 2015-09-09
Polymathy Capital Limited Rep
RA 9
2012-02-13 – 2013-07-01
Cheong Lee Securities Limited Rep
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXO770