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WAN Shu Mong, Charmian

溫紓望
CE AXM230Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WAN Shu Mong, Charmian (CE number AXM230) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMan Investments (Hong Kong) Limited
英仕曼投資(香港)有限公司

Licence Record (5)

2023-10-03 – present Current
Man Investments (Hong Kong) Limited RO
RA 1 RA 4
2022-08-30 – 2023-10-02
Man Investments (Hong Kong) Limited RO
RA 1 RA 4
2018-01-15 – 2022-08-30
Man Investments (Hong Kong) Limited Rep
RA 1 RA 4
2015-05-13 – 2017-12-03
Lazard Asset Management (Hong Kong) Limited RO
RA 1 RA 4
2011-12-13 – 2013-11-30
BlueBay Hong Kong Limited RO
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXM230