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ZHOU Mi

周宓
CE AXL506Licensed IndividualSFO licence active
Official SFC record

ZHOU Mi (CE number AXL506) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitadel Asia Limited

Licence Record (2)

2013-10-07 – present Current
Citadel Asia Limited Rep
RA 1
2011-07-05 – 2013-06-15
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXL506