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LIN Hao Wei

林豪威
CE AXL089Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIN Hao Wei (CE number AXL089) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-13. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCTBC Asia Limited
中國信託綜合證券(香港)有限公司

Licence Record (4)

2024-08-23 – present Current
CTBC Asia Limited RO
RA 9
2012-09-06 – 2013-05-01
Open Securities Limited RO
RA 4
2012-02-20 – 2013-05-01
Open Asset Management Limited RO
RA 4 RA 9
2011-07-13 – 2012-09-06
Open Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXL089