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KONG Man Him, Alex

江旻謙
CE AXK864Licensed IndividualSFO licence active
Official SFC record

KONG Man Him, Alex (CE number AXK864) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHuaan Securities (Hong Kong) Brokerage Limited
華安證券(香港)經紀有限公司
RepresentativeHuaan Securities (Hong Kong) Futures Limited
華安證券(香港)期貨有限公司

Licence Record (8)

2026-05-11 – present Current
Huaan Securities (Hong Kong) Brokerage Limited Rep
RA 1 RA 4
2026-05-11 – present Current
Huaan Securities (Hong Kong) Futures Limited Rep
RA 2 RA 5
2025-10-17 – 2026-01-05
Zhonghao International Futures Co., Limited Rep
RA 2
2025-10-17 – 2026-01-05
Zhonghao International Investment Consulting Co., Limited Rep
RA 5
2025-04-07 – 2025-09-26
Fulbright Securities Limited Rep
RA 1
2025-04-07 – 2025-09-26
Fulbright Futures Limited Rep
RA 2
2022-04-29 – 2025-03-27
Zhicheng International Financial Company Limited Rep
RA 2
2011-07-25 – 2013-11-05
OnePlatform Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXK864