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SO Haw, Herman

蘇灝
CE AXK430Licensed IndividualSFO licence active
Official SFC record

SO Haw, Herman (CE number AXK430) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYicko Securities Limited
益高證券有限公司

Licence Record (3)

2015-12-22 – present Current
Yicko Securities Limited Rep
RA 1 RA 9
2021-06-09 – 2021-08-09
Rifa Securities Limited Rep
RA 1
2021-06-09 – 2021-08-09
Rifa Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXK430