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YU Xiaoli

余小麗
CE AXK331Licensed IndividualSFO licence active
Official SFC record

YU Xiaoli (CE number AXK331) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-09. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Industrial Securities International Brokerage Limited
興證國際證券有限公司

Licence Record (2)

2018-07-31 – present Current
China Industrial Securities International Brokerage Limited Rep
RA 4
2011-06-09 – 2018-01-31
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXK331