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CHOW Shun Yip

周順業
CE AXJ789Licensed IndividualSFO licence active
Official SFC record

CHOW Shun Yip (CE number AXJ789) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePositano Wealth Management Limited
知見財富管理顧問有限公司

Licence Record (4)

2019-10-03 – present Current
Positano Wealth Management Limited Rep
RA 4 RA 9
2014-03-07 – 2019-05-31
Victoire Asia Investments Limited RO
RA 9
2011-06-07 – 2013-01-28
Legg Mason Asset Management Hong Kong Limited Rep
RA 1 RA 4 RA 9
2011-06-07 – 2013-01-28
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXJ789