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ZHOU Bowen

周博雯
CE AXI802Licensed IndividualSFO licence active
Official SFC record

ZHOU Bowen (CE number AXI802) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Securities Hong Kong Limited

Licence Record (4)

2021-07-09 – present Current
UBS Securities Hong Kong Limited Rep
RA 6
2017-07-20 – 2018-06-08
ICBC International Securities Limited Rep
RA 1
2015-11-09 – 2018-06-08
ICBC International Capital Limited Rep
RA 1 RA 6
2011-05-30 – 2015-09-22
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXI802