NG Wing Shan

吳頴姍

CE AXI704Licensed IndividualResponsible OfficerSFO licence active

NG Wing Shan (CE number AXI704) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	Fulbright Asset Management Limited 富昌資產管理有限公司
Responsible Officer	Fulbright Futures Limited 富昌期貨有限公司
Representative	Fulbright Securities Limited 富昌證券有限公司

Licence Record (10)

2018-12-24 – present Current

Fulbright Futures Limited RO

RA 2 RA 5

2018-09-26 – present Current

Fulbright Asset Management Limited RO

RA 9

2014-05-20 – present Current

Fulbright Securities Limited Rep

RA 1 RA 4

2014-05-20 – 2018-12-24

Fulbright Futures Limited Rep

RA 2 RA 5

2014-05-20 – 2018-09-26

Fulbright Asset Management Limited Rep

RA 9

2012-10-29 – 2014-05-06

CASH Asset Management Limited Rep

RA 9

2012-09-18 – 2014-05-06

Celestial Securities Limited Rep

RA 1

2012-09-18 – 2014-05-06

Celestial Commodities Limited Rep

RA 2

2011-05-27 – 2012-08-24

Bright Smart Securities International (H.K.) Limited Rep

RA 1

2011-05-27 – 2012-08-24

Bright Smart Futures & Commodities Company Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXI704