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CAO Yishan

曹一珊
CE AXI390Licensed IndividualSFO licence active

CAO Yishan (CE number AXI390) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePIMCO Asia Limited
品浩投資管理(亞洲)有限公司

Licence Record (2)

2018-12-19 – present Current
2011-05-30 – 2012-08-18