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LI Wing Yin

李穎賢
CE AXI384Licensed IndividualSFO licence active
Official SFC record

LI Wing Yin (CE number AXI384) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
RepresentativeBright Smart Asset Management Limited
耀才資產管理有限公司
RepresentativeBright Smart Forex Limited
耀才環球外匯有限公司
RepresentativeBright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
RepresentativeBright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司

Licence Record (4)

2018-10-26 – present Current
Bright Smart Asset Management Limited Rep
RA 9
2018-05-23 – present Current
Bright Smart Forex Limited Rep
RA 3
2012-01-31 – present Current
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2011-05-25 – present Current
Bright Smart Securities International (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXI384