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HO Man Ho

何文豪
CE AXI383Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Man Ho (CE number AXI383) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司
RepresentativeCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司

Licence Record (8)

2018-12-28 – present Current
CITIC Securities Futures (HK) Limited RO
RA 2
2018-10-10 – present Current
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2018-10-10 – 2018-12-28
CITIC Securities Futures (HK) Limited Rep
RA 2
2017-06-12 – 2018-10-01
UOB Kay Hian Futures (Hong Kong) Limited RO
RA 2
2013-11-13 – 2018-10-01
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2013-11-13 – 2017-06-12
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2011-05-25 – 2013-11-07
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2011-05-25 – 2013-11-07
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXI383