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TSUEN Kai, Gloria

全佳
CE AXI370Licensed IndividualSFO licence active
Official SFC record

TSUEN Kai, Gloria (CE number AXI370) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 10 (Credit rating).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMoody's Investors Service Hong Kong Limited

Licence Record (3)

2015-01-06 – present Current
Moody's Investors Service Hong Kong Limited Rep
RA 10
2013-05-09 – 2014-10-20
Cantor Fitzgerald (Hong Kong) Capital Markets Limited Rep
RA 4
2011-06-01 – 2013-03-26
CGS International Securities Hong Kong Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXI370