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LU Feng

陸楓
CE AXG995Licensed IndividualSFO licence active
Official SFC record

LU Feng (CE number AXG995) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (2)

2015-12-23 – present Current
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4 RA 6
2011-06-01 – 2014-01-31
S&P Global Ratings Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG995