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WANG Ruxian

王汝先
CE AXG897Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Ruxian (CE number AXG897) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-12. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerYishao Capital Management (HK) Limited
益劭資本管理(香港)有限公司

Licence Record (4)

2019-07-02 – present Current
Yishao Capital Management (HK) Limited RO
RA 9
2015-05-22 – 2018-11-01
Keywise Capital Management (HK) Limited Rep
RA 9
2013-12-02 – 2014-11-29
GF International Investment Management Limited Rep
RA 4 RA 9
2011-05-12 – 2011-06-30
Jefferies Hong Kong Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG897