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HWANG Jennifer Nicole

黃悅真
CE AXG088Licensed IndividualSFO licence active
Official SFC record

HWANG Jennifer Nicole (CE number AXG088) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司

Licence Record (6)

2026-03-19 – present Current
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4
2025-01-08 – 2026-03-18
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4
2016-06-16 – 2019-03-22
UBS Securities Asia Limited Rep
RA 1
2014-04-30 – 2016-04-22
Wellington Management Hong Kong Limited Rep
RA 1 RA 2
2012-04-30 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2
2011-05-09 – 2014-03-07
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG088