Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TANG Siu Kei

鄧兆基
CE AXF535Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TANG Siu Kei (CE number AXF535) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Industrial Securities International Brokerage Limited
興證國際證券有限公司
Responsible OfficerChina Industrial Securities International Futures Limited
興證國際期貨有限公司

Licence Record (9)

2023-12-04 – present Current
China Industrial Securities International Futures Limited RO
RA 2
2023-08-16 – present Current
China Industrial Securities International Brokerage Limited RO
RA 1
2020-06-11 – 2023-08-16
China Industrial Securities International Brokerage Limited Rep
RA 1
2020-06-11 – 2023-12-04
China Industrial Securities International Futures Limited Rep
RA 2
2014-05-16 – 2016-09-10
Zhongtai International Securities Limited Rep
RA 1
2014-05-16 – 2016-09-10
Zhongtai International Futures Limited Rep
RA 2
2013-08-30 – 2014-05-07
CSC Securities (HK) Limited Rep
RA 1
2011-04-28 – 2013-08-20
Celestial Securities Limited Rep
RA 1
2011-04-28 – 2013-08-20
Celestial Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXF535