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TSANG Yin Kei, Katie

曾彥琦
CE AXF388Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSANG Yin Kei, Katie (CE number AXF388) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMarex Hong Kong Limited

Licence Record (3)

2023-09-22 – present Current
Marex Hong Kong Limited RO
RA 2
2012-03-20 – 2023-09-22
Marex Hong Kong Limited Rep
RA 2
2011-04-28 – 2012-02-29
Orion Investment Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXF388