SO Wai Lun

蘇煒綸

CE AXD705Licensed IndividualResponsible OfficerSFO licence active

SO Wai Lun (CE number AXD705) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Everest (Hong Kong) Securities Limited
Responsible Officer	Giga (Hong Kong) Limited

Licence Record (13)

2026-03-31 – present Current

Everest (Hong Kong) Securities Limited RO

RA 1

2026-03-31 – present Current

Giga (Hong Kong) Limited RO

RA 4 RA 9

2023-11-15 – 2026-01-25

China Vered Asset Management (Hong Kong) Limited RO

RA 4 RA 9

2020-05-08 – 2026-01-25

China Vered Securities Limited RO

RA 1 RA 2 RA 4

2019-12-04 – 2023-03-06

China Vered Securities Limited Rep

RA 1 RA 2 RA 4

2019-12-04 – 2023-11-15

China Vered Asset Management (Hong Kong) Limited Rep

RA 4 RA 9

2019-05-08 – 2019-11-15

Kam Luen Securities Limited RO

RA 1

2019-02-28 – 2019-11-15

Kam Luen Securities Limited Rep

RA 1 RA 4 RA 9

2018-04-18 – 2018-12-31

Victory Securities Company Limited Rep

RA 1 RA 2 RA 4 RA 9

2016-04-28 – 2017-05-11

CSC Securities (HK) Limited Rep

RA 1

2016-04-28 – 2017-05-11

CSC Futures (HK) Limited Rep

RA 2

2011-04-13 – 2016-04-05

Bright Smart Securities International (H.K.) Limited Rep

RA 1

2011-04-13 – 2016-04-05

Bright Smart Futures & Commodities Company Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXD705