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WANG Xia

王夏
CE AXD689Licensed IndividualSFO licence active
Official SFC record

WANG Xia (CE number AXD689) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGCM Investments Hong Kong Limited

Licence Record (2)

2014-05-16 – present Current
GCM Investments Hong Kong Limited Rep
RA 1 RA 4
2011-04-15 – 2014-01-03
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXD689