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QIN Tian

秦天
CE AXD124Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

QIN Tian (CE number AXD124) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSynergy Futures Limited
新際期貨有限公司

Licence Record (7)

2018-12-31 – present Current
Synergy Futures Limited RO
RA 1 RA 2 RA 4 RA 5
2017-07-26 – 2018-07-19
Donghai International Futures (Hong Kong) Limited RO
RA 2
2017-05-23 – 2018-07-19
Donghai International Securities (Hong Kong) Limited Rep
RA 1
2017-05-23 – 2017-07-26
Donghai International Futures (Hong Kong) Limited Rep
RA 2
2014-09-26 – 2017-04-30
HGNH International Forex Co., Limited Rep
RA 3
2014-04-02 – 2017-04-30
HGNH International Securities Co., Limited Rep
RA 1
2011-04-11 – 2017-04-30
HGNH International Futures Co., Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXD124