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KWAN Ka Wai

關家威
CE AXC970Licensed IndividualSFO licence active
Official SFC record

KWAN Ka Wai (CE number AXC970) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Industrial Securities International Brokerage Limited
興證國際證券有限公司
RepresentativeChina Industrial Securities International Futures Limited
興證國際期貨有限公司

Licence Record (5)

2020-02-24 – present Current
China Industrial Securities International Futures Limited Rep
RA 2
2020-01-15 – present Current
China Industrial Securities International Brokerage Limited Rep
RA 1
2018-04-11 – 2019-11-30
OnePlatform Securities Limited Rep
RA 1
2016-02-23 – 2018-02-02
Kingston Securities Limited Rep
RA 1
2011-04-07 – 2014-10-01
Chong Hing Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXC970