Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WU Lan

烏蘭
CE AXC526Licensed IndividualSFO licence active
Official SFC record

WU Lan (CE number AXC526) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeJPMorgan Asset Management (Asia Pacific) Limited
RepresentativeJPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司

Licence Record (3)

2012-10-15 – present Current
JPMorgan Funds (Asia) Limited Rep
RA 1 RA 4
2012-10-15 – present Current
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 1 RA 4 RA 5 RA 9
2011-04-08 – 2012-09-22
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXC526