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CHAN Ying Yu Leanna

陳盈如
CE AXC369Licensed IndividualSFO licence active
Official SFC record

CHAN Ying Yu Leanna (CE number AXC369) is an individual licensed by the Hong Kong SFC. First licensed on 2011-03-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeInfinity Asset Management Limited
天恒資產管理有限公司

Licence Record (5)

2024-05-10 – present Current
Infinity Asset Management Limited Rep
RA 4 RA 9
2023-08-08 – 2023-12-07
Quam Asset Management Limited Rep
RA 1 RA 4 RA 9
2021-10-19 – 2023-06-13
Jakota Asset Management Limited Rep
RA 1 RA 4 RA 9
2021-10-19 – 2023-03-27
Jakota Securities Group Limited Rep
RA 1 RA 4
2011-03-29 – 2012-08-02
Clariden Leu Asset Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXC369