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CHAN Ka Ho, Alex

陳家豪
CE AXC244Licensed IndividualSFO licence active
Official SFC record

CHAN Ka Ho, Alex (CE number AXC244) is an individual licensed by the Hong Kong SFC. First licensed on 2011-03-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeOrient Futures (Hong Kong) Limited
東方期貨(香港)有限公司
RepresentativeOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (12)

2022-11-22 – present Current
Orient Securities (Hong Kong) Limited Rep
RA 1
2022-11-22 – present Current
Orient Futures (Hong Kong) Limited Rep
RA 2
2018-01-23 – 2022-10-18
Changjiang Securities Brokerage (HK) Limited Rep
RA 1
2018-01-23 – 2022-10-18
Changjiang Futures (HK) Limited Rep
RA 2
2014-06-12 – 2018-01-11
Chief Securities Limited Rep
RA 1
2014-06-12 – 2018-01-11
Chief Commodities Limited Rep
RA 2
2014-01-30 – 2014-04-23
Emperor Securities Limited Rep
RA 1
2014-01-30 – 2014-04-23
Emperor Futures Limited Rep
RA 2
2011-05-31 – 2013-09-02
CES Forex (HK) Limited Rep
RA 3
2011-03-29 – 2013-09-02
Everbright Securities Digital Finance (HK) Limited Rep
RA 1
2011-03-29 – 2013-09-02
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2011-03-29 – 2013-09-02
CES Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXC244