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CHAN Heung Shing

陳香城
CE AWW811Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Heung Shing (CE number AWW811) is an individual licensed by the Hong Kong SFC. First licensed on 2011-03-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerUOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司
RepresentativeUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司

Licence Record (6)

2021-01-11 – present Current
UOB Kay Hian Futures (Hong Kong) Limited RO
RA 2
2014-09-19 – present Current
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2014-09-19 – 2021-01-11
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2014-07-24 – 2014-09-11
Bright Smart Forex Limited Rep
RA 3
2011-03-01 – 2014-09-11
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2011-03-01 – 2014-09-11
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWW811