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YANG Geng

楊賡
CE AWW234Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Geng (CE number AWW234) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerROYAL MORGAN FUND MANAGEMENT CO. LIMITED
御摩基金管理有限公司

Licence Record (10)

2025-01-23 – present Current
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED RO
RA 1 RA 4 RA 9
2024-12-03 – 2025-01-23
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED Rep
RA 4 RA 9
2021-09-14 – 2024-07-31
Zynergy Asset Management Limited RO
RA 4 RA 9
2021-07-20 – 2021-09-14
Zynergy Asset Management Limited Rep
RA 4 RA 9
2020-01-03 – 2021-06-17
Valuable Asset Management Limited RO
RA 4 RA 9
2019-09-26 – 2020-01-03
Valuable Asset Management Limited Rep
RA 4 RA 9
2019-05-06 – 2019-09-16
Valuable Capital Limited RO
RA 4 RA 9
2018-03-01 – 2019-03-31
Thomas Global Financial Services Limited Rep
RA 1
2018-03-01 – 2019-03-31
Mason Investment Management Limited Rep
RA 4 RA 9
2011-02-25 – 2014-03-01
BOCI Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWW234