LEE Fu Wa

李富華

CE AWV257Licensed IndividualResponsible OfficerSFO licence active

LEE Fu Wa (CE number AWV257) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司
Responsible Officer	Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司

Licence Record (9)

2021-11-17 – present Current

Huaan Securities (Hong Kong) Brokerage Limited RO

RA 1 RA 4

2021-11-17 – present Current

Huaan Securities (Hong Kong) Futures Limited RO

RA 2 RA 5

2017-10-04 – 2021-05-10

Sinolink Securities (Hong Kong) Company Limited RO

RA 1 RA 2

2017-06-28 – 2017-10-04

Sinolink Securities (Hong Kong) Company Limited Rep

RA 1 RA 2

2017-05-23 – 2017-06-14

Astrum Capital Management Limited Rep

RA 1 RA 2

2011-11-23 – 2017-05-17

China Everbright Securities (HK) Limited Rep

RA 1

2011-11-23 – 2017-05-17

China Everbright Forex & Futures (HK) Limited Rep

RA 2 RA 3

2011-02-23 – 2011-11-09

Phillip Securities (Hong Kong) Limited Rep

RA 1

2011-02-23 – 2011-11-09

Phillip Commodities (HK) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWV257