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LO Kok Hong

盧覺康
CE AWT686Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Kok Hong (CE number AWT686) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerICBC (Asia) Securities Limited
工銀亞洲証券有限公司

Licence Record (3)

2023-01-27 – present Current
ICBC (Asia) Securities Limited RO
RA 1 RA 4
2012-04-20 – 2023-01-27
ICBC (Asia) Securities Limited Rep
RA 1
2011-02-07 – 2011-04-06
DBS Vickers (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWT686