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LO Kin Wah

盧建華
CE AWT271Licensed IndividualSFO licence active
Official SFC record

LO Kin Wah (CE number AWT271) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePyrmont Wealth Management Limited
本盟財富管理有限公司

Licence Record (3)

2026-09-07 – present Current
Pyrmont Wealth Management Limited Rep
RA 4 RA 9
2012-07-23 – 2019-12-31
Asset Management Group Limited Rep
RA 1 RA 4
2011-02-01 – 2012-06-27
Gayang Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWT271