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HE Yiwei

何一偉
CE AWS905Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HE Yiwei (CE number AWS905) is an individual licensed by the Hong Kong SFC. First licensed on 2011-03-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerZhong Ou Asset Management International Limited
中歐基金國際有限公司

Licence Record (6)

2018-08-10 – present Current
Zhong Ou Asset Management International Limited RO
RA 1 RA 4 RA 9
2018-07-10 – 2018-08-10
Zhong Ou Asset Management International Limited Rep
RA 4 RA 9
2015-04-21 – 2018-06-08
BNP PARIBAS ASSET MANAGEMENT ASIA Limited RO
RA 1 RA 4
2015-04-02 – 2018-06-08
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 4 RA 5 RA 9
2013-07-30 – 2015-01-31
HFT Investment Management (HK) Limited RO
RA 4 RA 9
2011-03-11 – 2013-07-30
HFT Investment Management (HK) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWS905