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YAU Ho Pan

邱浩彬
CE AWS533Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAU Ho Pan (CE number AWS533) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerZheshang International Financial Holdings Co., Limited
浙商國際金融控股有限公司

Licence Record (6)

2016-03-09 – present Current
Zheshang International Financial Holdings Co., Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2019-04-12 – 2026-04-09
Zheshang International Financial Holdings Co., Limited Rep
RA 1 RA 4 RA 9
2015-09-10 – 2015-10-22
Azure Lion International Securities Company Limited Rep
RA 1
2014-05-19 – 2015-10-22
Zhonghao International Investment Consulting Co., Limited RO
RA 5
2014-03-31 – 2015-10-22
Zhonghao International Futures Co., Limited RO
RA 2 RA 9
2011-02-24 – 2014-05-19
Zhonghao International Futures Co., Limited Rep
RA 2 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWS533