Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU Chun Chung

劉振中
CE AWS123Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Chun Chung (CE number AWS123) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-14. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGrande Capital Limited
均富資本有限公司

Licence Record (7)

2020-11-27 – present Current
Grande Capital Limited RO
RA 6
2020-11-09 – 2020-11-27
Grande Capital Limited Rep
RA 6
2019-04-04 – 2020-10-28
Yue Xiu Capital Limited RO
RA 6
2018-04-23 – 2019-02-20
KGI Capital Asia Limited RO
RA 6
2017-09-27 – 2018-04-23
KGI Capital Asia Limited Rep
RA 6
2016-04-20 – 2017-09-01
Ample Capital Limited RO
RA 6
2011-02-14 – 2016-04-20
Ample Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWS123