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LIU Sui Man

廖瑞文
CE AWR628Licensed IndividualSFO licence active
Official SFC record

LIU Sui Man (CE number AWR628) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeSoochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
RepresentativeSoochow Securities International Futures Limited
東吳證券國際期貨有限公司

Licence Record (5)

2016-02-25 – present Current
Soochow Securities International Brokerage Limited Rep
RA 1
2016-02-25 – present Current
Soochow Securities International Futures Limited Rep
RA 2
2012-08-22 – 2016-02-06
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1
2012-08-22 – 2016-02-06
Ping An Securities (Hong Kong) Futures Company Limited Rep
RA 2
2011-02-17 – 2011-08-01
OnePlatform Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWR628