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YANG Shiau-ju

楊筱筑
CE AWQ672Licensed IndividualSFO licence active
Official SFC record

YANG Shiau-ju (CE number AWQ672) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-18. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (3)

2015-12-03 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2013-10-31 – 2015-10-28
BOCOM International Securities Limited Rep
RA 1
2011-01-18 – 2013-10-09
CITIC Securities Brokerage (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWQ672