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ZHOU Xiaotian

周小天
CE AWQ371Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHOU Xiaotian (CE number AWQ371) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (4)

2021-11-10 – present Current
Citigroup Global Markets Asia Limited RO
RA 6
2020-01-13 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2013-11-28 – 2019-10-18
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2012-06-07 – 2013-09-17
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWQ371