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LAU Wai Ting

劉偉停
CE AWQ077Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Wai Ting (CE number AWQ077) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerJoy Rich Securities Investment Limited
海富證券投資有限公司

Licence Record (3)

2019-12-03 – present Current
Joy Rich Securities Investment Limited RO
RA 1 RA 4
2017-09-05 – 2019-12-03
Joy Rich Securities Investment Limited Rep
RA 1
2011-01-13 – 2017-04-10
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWQ077